How to Write a Research Paper or Thesis Lightly
edited version of piece written by Charles Lipson, University of Chicago See
his book:
How to Write a B.A. Thesis: A Practical Guide from Your First
Ideas to Your Finished Paper (Chicago: University of Chicago Press, Spring 2005)
According to Robert Pape, you
should ask yourself five questions about
your proposal and thesis: •What is your question? •Why is
it important? •What are the existing answers? •What is your
answer? •How can you show that you are right and others
are wrong?
Advice about
writing and meetings with your advisor:
Pick a general subject you care
about, one you want to explore.
Research papers are written over the course of several
months, not hours or days. Doing it well requires self-discipline,
but it really helps to love the subject matter. Pick a topic that
interests you, one you are excited about. The best way to begin
is to search for an interesting question. At this stage, you should
hunt for a good question, not the answer to it. Finding an answer
is the purpose of your subsequent research and writing.
2.
Hone your project to a manageable
size.
.
Your paper must have a thesis, an interesting question
you can answer. Having found a topic that really interests you,
you need to locate an empirical or theoretical puzzle that needs
more exploration. Working with your advisor, narrow your topic to
a manageable size. A topic is manageable if you can:
locate and master
the relevant literature;
collect and analyze the necessary data;
and
answer the key questions you have posed.
Some problems are simply too big and unwieldy to master
within the time limits. Some are too small. A thesis project will
obviously be a grander enterprise than a seminar paper. This is
a Goldilocks problem, and the solution is to select a well-defined
topic that bears on some larger issue. You can begin either with
a large issue or a well-defined topic, depending on your own interests.
From "Big
Issue" to manageable thesis topic:
You might start with a grand-scale issue, such as "Why has
the U.S. fought so many wars since 1945?" Working with your
advisor, you could then zero in on a related but feasible research
topic, such as "Why did the Johnson Administration choose to escalate
in Vietnam?" As you answer this Vietnam question, however, you can
(and should) return to the larger themes than interest you, namely
what does the Vietnam escalation tell us about the global projection
of U.S. military power since 1945.
From well-defined
topic to the "Big Issue": Perhaps you are already
interested in a well-defined and manageable topic such as the decision
to create NAFTA. If so, then your task is to clarify which larger
issues your paper will bear upon. The problem (and the opportunity
for you) is that NAFTA bears on several larger topics. You need
to pick one that captures your interest. Are you mainly interested
in US decisionmaking? Or perhaps Mexican or Canadian decisionmaking?
Multilateral negotiations between big and small countries? The role
of public opinion? The role of business lobbies or trade unions?
The NAFTA decision is related to all these larger issues and more.
You cannot tackle all of them so you must choose your focus. Your
choice will shape the kind of research you do on NAFTA, leading
you to study the lobbying process, for instance, or US-Mexican negotiations.
Either would be an interesting thesis about NAFTA, but they are
different theses.
You can start with the big issue or the narrow topic.
Either approach is fine. A good thesis will connect the two: the
well-defined topic and the larger issue.
How can I
find the "right" thesis topic? There is no magic
answer. Usually, the best topic is one that most interests or excites
you. If you are stuck, propose to your advisor 3 topics—briefly,
in writing, and in order of priority. Why three topics? Because,
believe it or not, it is sometimes easier to jot down three ideas
than to pick just one. When you try to generate the "single best
idea," there is a lot of pressure to pick exactly the right one.
After all, you will have to work on it for months. By contrast,
writing down several ideas lessens the pressure since you are not
committed to any one of them. Equally important, you and your advisor
can talk about your multiple ideas. Your advisor will learn about
your major interests and, as you talk, together you may discover
that seemingly different ideas have a common theme. Once you have
identified this common theme, you and your advisor can then find
a researchable topic, which may be slightly different from any of
the 3 written ideas you presented.
3.
Make sure you have a thesis,
that is, a central argument or hypothesis.
In the introduction to your paper, clearly state
a. the problem you wish to explain
and
b. your basic argument about it.
Your main argument should be brief and crisp. No matter
how complicated and subtle your overall paper, your basic thesis
should be expressed in clear, pointed language. This requires some
serious thinking to boil down your views and some intellectual bravery
to state them clearly, without weasel words. If possible, your argument
should be clearly differentiated from others. These alternative
arguments should be identified with specific scholars. The emphasis,
however, should be on developing your own position and evaluating
it honestly and rigorously.
It takes weeks, sometimes months, to develop a compelling
central argument. That can be frustrating. But remember, if you
knew exactly what you were going to say before you started work,
the whole project would be boring—to you and probably to your readers.
Most of us begin with some general ideas and puzzling problems and
gradually work our way toward a sharper definition of the topic,
the argument, and the best ways to test it. Your advisor is there
to help at each stage along the way.
To put this another way, you should pose a focused question
and offer a coherent answer.
How do you know when you have finally developed
a clear-cut argument? You should be able to tell another professor
your basic argument and the rationale for it in a very short conversation,
say, walking from the classroom to his or her office.
4.
Know the literature on your subject.
Compare your answer to existing ones. Show why yours is best.
Learn what other scholars have said about your topic.
You need to:
Locate scholarly material (peer-reviewed
articles and books) relevant to the topic.
Explain the major approaches to your
question.
Demonstrate the ways in which existing
answers are unsatisfactory.
Explain why your answer is better?.
These steps, particularly the first one, take time.
Again, a seminar paper or thesis is developed over weeks and months,
not hours or days. Consider the alternative approaches to your subject
and present them seriously, thoughtfully, not as "straw men." Grapple
with them intellectually. Most important of all, as your thesis
unfolds, show that your answer is compelling and better than
the alternatives.
Your answer probably relies on some major theory and
applies it to your particular question. If so, then show that this
theory actually applies well to your topic and leads you to a better
answer than the alternatives, not only in the abstract but in this
particular case.
5.
Frame your paper in several coherent
sections. Give each section a clear, succinct title.
The introductory section of the paper should do three
things. It should
entice the
reader into the subject matter, probably with an interesting
opening paragraph, perhaps with a compelling anecdote, concrete
example, or real-life puzzle;
explainthe topic you are
studying, the basic material you will cover, and your central
argument or testable proposition; and, finally, at the end of
the introductory section,
orient your
readers by giving them a "road map" for the overall paper, explaining
briefly what each section does.
As the paper unfolds, you should introduce each new
section briefly, saying why it is important to your overall argument.
Most sections should conclude with a few summary remarks and a transition
to the next section. Occasionally, it makes more sense to put the
transition at the beginning of the new section. Wherever you put
the transitional sentences, they should take the reader smoothly
to the next topic. That means you should tell the reader why
you are tackling the upcoming topic, how it matters to your overall
argument, and why it logically comes next in your paper.
.
6.
If you use any case studies, you
must justify them in two ways. You must explain
a. why you have chosen to use
any case studies at all, and then
b. why you have chosen to use
these particular cases (out of the larger universe).
Some papers do not use case studies. They may present
a logical model, usually in mathematical form, or test propositions
by using large data sets (sometimes called large-n samples). But
many papers use individual cases to show how the explanation works
and to evaluate it in detail.
The cases chosen need not be typical. They can be striking
or unusual. But they must illuminate the general problem under investigation.
The reader needs to be told—in advance and in plain language—why
you are using these particular cases.
The best cases to use are often the hardest ones. That
is, they are cases where your own argument seems least likely to
apply but, in your judgment, still does. These hard cases will be
most convincing to readers because they show the power of your argument
and its generality.
If, for example, you wish to show that bureaucrats have
extensive power over policy outcomes, a "hard case" would be one
where high-level elected officials really cared about the issue.
(If politicians didn't care, then of course bureaucrats would control
the outcome. What does that prove? Not much unless you could show
that there were many such issues, all under the thumb of bureaucrats.)
The hard case is much more interesting. The toughest case would
be one where bureaucrats and politicians wanted different outcomes
and where politicians cared deeply about the issue. If you could
demonstrate that in such "hard cases" bureaucrats still profoundly
affected the outcomes, then you would have strong supporting evidence
for your general proposition. That is why you need to select cases
carefully and explain how they help test your overall argument.
7.
Circumscribe your argument.
Explain where your generalizations apply, where
they do not, and why.
As you work out your argument, you may decide to formulate
and test some generalizations. That is surely one of the major goals
of social science, and it is a rewarding exercise in a thesis. If
you intend to test some generalizations, it is crucial to think
about what kinds of evidence bears on them. You should be particularly
attentive to what kinds of evidence could actually refute them.
If any kind of evidence is consistent with your argument, then you
don't really have an argument at all.
Beyond this essential "pass-fail" test, a thoughtful
evaluation should ask,
a. "What conditions affect the impact of a particular
generalization?" b. "What are the limits of this generalization?" (Does
my data allow me to say if the generalization applies broadly?)
As an example, take this important generalization
in the field of international relations: "Democracies do not fight
wars against other democracies." Your evaluation may conclude that
this generalization fails (or succeeds) entirely. Or you may find
that it applies frequently, but not always, and only under significant
limiting conditions. What are these limiting conditions? Maybe you
find it applies only to rich democracies, or well-established democracies,
or Presidential systems (as opposed to Parliamentary ones). Such
findings allow you to circumscribe the generalization, or at least
propose some limits to it. You should also be aware of the limits
imposed by the data you use. You may tentatively confirm the generalization
about democracies and war. But if your evidence is drawn exclusively
from the period after 1945 (or from a particular region), you may
wish to add that we cannot be sure if the generalization applies
to other time periods or other regions without further testing.
Drawing such limits requires hard thinking about your topic and
your data. That is precisely what is intellectually rewarding about
doing a major project.
8.
Write clearly and succinctly in
the active voice. Edit and re-edit your work.
• Write in the active voice.
• Use plain language.
• When in doubt, break long sentences into shorter ones, as long
as they are not choppy.
• Write brief, coherent paragraphs, each with a single topic sentence.
• Rewrite any sentences that string together prepositions.
• Check to see if you are repeating yourself or using the same words
too often.
• Use direct quotations sparingly and name the person being quoted.
• Double-check the paper's opening paragraphs. They should engage
the reader.
• Introduce your key questions and central arguments early &
clearly. Do not bury them.
• Edit, edit, and edit some more.
This is elementary advice, and, being elementary, is
essential. If your reader cannot understand what you are saying,
your work will have been for nothing. Care about your writing!
Well-organized paragraphs
are the main building blocks of your paper. Through them, you develop
your question, your answer, and your evidence in a well-ordered,
sequential way. Each paragraph should be relatively short and focused,
with a clear topic sentence that articulates the main point. Double
check any paragraphs that run more than five or six sentences to
see if you are cramming in too much.
Editing (and re-editing) is the key to making your argument
sharper, deeper, and more readable. Don't be afraid to cut extraneous
material, even if it took you a long time to write. Remember, you
are not being paid by the hour. What matters is the quality of the
final product. It should be taut, clear, and polished. It is painful
to cut your own hard-wrought prose. I know, believe me, I know.
But your paper will be much better for it. To lessen the
pain, save these cuts in a "scrap file." That gives you the chance
to reinsert sentences or paragraphs if you really need them.
Quotations can be a source of writing trouble. Do not overuse
them. When you are simply presenting data or well-known opinions,
rephrase the quote in your own words and footnote the source.
So, when are quotes really useful? In at least two instances.
• First, use quotes when you want to capture the speaker's striking,
memorable phrase. For example:
"When you come to a fork in the road, take it," was
Yogi Berra's sage advice.
• Second, a few, well-chosen quotes can illustrate the
viewpoint of a scholar, policymaker, or participant. For example:
In President John Kennedy's ambitious phrase, "We will
pay any price, bear any burden." Or
Senator Joseph McCarthy did more than call his opponents
misguided, he damned them as "communists" or "fellow travelers."
• In a few cases, you may wish to use longer quotations,
running several sentences. They should be used very sparingly and
indented in your text. Introduce these longer quotes with your own
summarizing sentence so they make sense even if the reader skips
over them, which sometimes happens. For example, to introduce
a longer quote:
Churchill's Iron Curtain speech argued emphatically that the
Soviet Union threatened not only the Western security but Western
values: followed by indented quote from speech.
• Finally, do not put quotation marks around "ordinary words"
unless you specifically wish to call attention to a word's use
or misuse, and you make your purpose and viewpoint clear. Do not
use quotation marks to be snide or ironic. For your readers, that
wears thin very fast. Here is an example of quotation marks
used properly:
What is often called "collateral damage" is really
the killing and maiming of innocent civilians, cloaked in deadening,
bureaucratic language.
The first page of your paper:
The poorest writing is often on the first page, when
you are striving to say something terribly BIG and IMPORTANT. However
worthy the goal, the danger is that you will begin with a vague
platitude rather than a crisp, compelling introduction to your work.
Concentrate on introducing your main question and saying, in a concrete
way, why it has larger significance.
One common problem is that these opening paragraphs
are written quite late in the game, after you have finished the
other writing and polished it. You haven't really had time to re-read
and edit the first page closely, as you have the rest of the paper.
It is perfectly fine to write these paragraphs last, but be sure
to edit them carefully. The goal is to raise your main question
and get to the heart of your argument quickly, certainly in the
first couple of pages. Too much introduction can bury the main point
of your paper. One useful technique: see if you can simply chop
off the first few paragraphs of your draft paper.
Concluding section of paper:
Your paper should have a concluding section, usually a succinct
one. It should summarize your findings, not retrace everything you
have done. Remember, it is a concluding section, not a summary section.
The main thrust should be the interpretation of your findings. Hit
the high points, and then say what they mean. What are your chief
findings? Why are they significant (that is, how do they matter
for policy, theory, moral action, etc)? What are the limitations
of your findings? Now is the time to reintroduce the larger questions
that animate you and say how your findings bear on them. Make it
a high priority to discuss these conclusions with your advisor.
The main danger is that you finally get to this concluding section
with only a short time left before the due date. The solution: begin
discussing your conclusions when they are still tentative, when
you are still writing the heart of the paper.
Read aloud as you edit:
You need to re-read and edit, time and again. One of the best ways
to do that and to improve your writing is to read it aloud to yourself.
If you are a practiced reader, you will have a good ear and will
be able to hear when your own prose does not sound quite right.
Guides to good writing: The two most helpful writing guides are William
Zinsser's On Writing Welland
John Trimble's Writing with Style.
Unlike most books on writing, they are not only readable, they are
pleasurable. Buy either one, or, better yet, buy both. Zinsser's
book is not specifically about academic writing; it is about writing
good nonfiction. It is enjoyable, wise, and filled with practical
advice. So, too, is Trimble's slim book, which includes examples
from his undergraduate writing classes. Your thesis will be better
if you read Trimble or Zinsser before writing and editing. You may
also wish to review Strunk and White's "little book," Elements
of Style. It is a classic for a reason.
9.
Establish a schedule with your
advisor and do it early.
Since your project has a definite
due date, you should establish a schedule for research and writing,
and agree on it with your advisor. Review this schedule with
your advisor as the due date approaches.
It is up to you, not your professor or advisor, to
propose the schedule!! Leave plenty of time for faculty to read
your drafts and then for you to revise them. Nothing will improve
your work more than successive drafts.
10.
Give credit where credit is due:
Cite your sources.
Cite your sources. If you use the exact words of another
author, put them in quotation marks and cite them, too.
Citation can be done in several ways. As a simple
guide: when in doubt, cite! As a guide, follow the Political
Science Department Guidelines Regarding Academic Honesty:
(In all instances refer to the Benedictine
University Academic Honesty Policy.)
1. Your work is to be your own work, and no one else's.
Any incorporation of anyone else's ideas or
words into your own work must be attributed to the original source.
Any transgression of academic
honesty as defined below and/or in the University Policy on Academic
Honesty, including but not
limited to plagiarism, copying another's work, or misrepresenting
another's work as your own will
result in penalties up to and including failure of the course and
other actions as specified in the
University Policy.
2. Avoiding plagiarism: In simple terms, plagiarism
occurs when you take someone else's ideas or
words and use them as though they were your own ideas. Some people
deliberately steal other
writers' works, but often students commit plagiarism out of ignorance
or carelessness. The basic
principle is, "when in doubt, cite it." More specifically,
follow these guidelines:
Always put quo tation mark s around any direct
st atement from someone else's work.
Always give a footnote, endnote, or other form of citation
for this quotation.
Cite any paraphrase of another writer's ideas or statements.
Cite any thoughts you got from a specific source in your
reading.
Cite any material, ideas, thoughts, etc., that is not general
knowledge.
Cite any summary (even if in your own wo rds) of a discussion
from one of your sources.
3. Academic Honesty: Students shall be honest in all
their work and suppo rt the hone sty of others. The following activities
constitute violations of Academic Honesty:
Giving or receiving unauthorized aid on a quiz
or examination.
Taking an exam or doing homew ork assigned for another student,
or arranging for this.
Plagiarism (submitting the work and/or ideas of others
without giving proper credit).
Falsifying data or other results.
Using material, information or sources specifically restricted
by the instructor.
Sabotaging the work of others.
Altering academic records.
Submitting work previously used for another course.
Other activities as indicated in the Benedictine Academic
Honesty Policy.
The following will result in automatic failure of
the course and possible further action:
Purchasing or otherwise obtaining and
submitting as your own, whether from the Internet,
another student, or elsewhere, any class assignment including
papers and examinations.
Intentionally plagiarizing the majority of a written assig
nment.
Giving or receiving unauthorized aid on any in-class or
take-home exam or quiz.
Other gross violations of academic honesty as defined above
and in the University Policy.
By enrolling in this course, you are obliged to follow
these guidelines. If you feel you cannot
commit to the above guidelines, you should withdraw from the course.
To get faculty guidance early,
set out your key ideas in writing as soon as possible.
Give your advisor several items in writing as early
as possible:
a. main background
readings on your general topic; your advisor can be helpful with
this bibliography; b. relevant academic preparation; it may help your advisor
to know if you read French or do advanced statistics, depending
on the topic you choose; c. your general topic of interest, which you will later refine
into a d. one-page summary of your basic topic and argument; if
you cannot state the point so concisely, you probably do not have
a coherent thesis at all; e. the basic outline for your paper, along with the
main arguments in each section.
Of course, no one can do all these at the beginning,
but do as much as you can and look for feedback. You will probably
start with a general topic and some basic readings and then narrow
your topic and focus your research and writing. The idea is to mark
off a manageable (but still significant) topic so that you can probe
it in depth.
My advice: try to do a, b,
and c in your first two weeks. Put these key points in
writing quickly. Then, over the next two months, work toward a clearer,
more manageable topic, a more focused set of readings, a statement
about what data you need to collect, and a statement about the major
alternative explanations. Again, put them in writing. As you complete
these tasks, discuss them with your advisor and set your next task.
Frequent short meetings are best. They will give you the most feedback
and keep you on deadline.
12.
Bring two copies of your draft
paper to each meeting.
Each time you visit your advisor,
bring two stapled copies of the paper to be discussed: one for
you and one for your advisor. Each copy should contain several
essential items:
a. your name, b. phone, c. e-mail, d. today's date, and e. paper title (even if it is tentative).
Pages should
be numbered, and the paper should be stapled, not paper-clipped. With this information
on the paper itself, your advisor can speak with you about specific
issues on specific pages and then keep a copy of your latest version.
If your written work is only a page or two, then your
advisor can read it at your meeting and discuss it with you right
there. If your written work is longer, turn in a copy before the
meeting (but always bring two copies to the meeting itself). Don't
bother putting your paper in a fancy binder. Nobody cares. Ask your
advisor if you should provide this advance text as a hard copy,
an e-mail attachment, or both.
Proofread everything
you turn in to your advisor! Nothing says "I can't be bothered
about this project" like a few missspelllings. Obviously, you will
run spellcheck. Do it every time before you turn in a draft
to your advisor. In addition, you must re-read the paper carefully,
looking for errors the computer missed, such as using "there" instead
of "their" or inadvertently leaving out a word because of editing.
We all make these mistakes. That's why you have to proofread each
time. If you want your advisor to read your work with care, then
you must do the same.
Tables, graphs,
and figures are often
the clearest way to present your data. A simple table may also be
the best way to lay out your argument and compare it to others.
Think about these issues and talk with your advisor about them.
If your paper has tables or figures, make sure that there is not
a page break in the middle of any table. You will need to recheck
this with each new version.
Save a backup copy of your research and writing on your
school computer or somewhere else!
13.
Before each meeting, think about
your agenda. What do you want to accomplish?
Your advisor will undoubtedly have specific issues to
raise, but so should you. Think about
a. which issues you need help on, and b. which topics you need additional readings for.
Ask your advisor whether there are additional perspectives
you may have overlooked or need to explore further.
Also, remember to go over your central thesis with your
advisor in several meetings, as you develop that thesis. You may
begin with two or three vague arguments, but you will hone them
down as you do research, writing, and discussion.
The clearer you make your own agenda in meetings with
your advisor, the more productive those meetings will be. Learning
how to make such meetings fruitful is an important part of the thesis
project and a useful step toward managing large projects on your
own.
Don't leave
without setting a tentative date for your next session with your
advisor.
14.
Reread this advice as your thesis
develops.
Some suggestions here are most useful when you begin
thinking about the thesis project, others when you start writing,
and still others when you are polishing your final draft. It really
does help to reread this advice as your thesis project develops.
Good Luck!
It is hard work, but it can be a very rewarding experience.
Links to useful Web sites on writing
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